Practice Areas

Corporate Governance

KTB&S provides corporate governance advice to private and publicly traded companies and guide our clients through the increasingly complex regulatory environment imposed by the Sarbanes-Oxley Act of 2002, the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2012, the Jumpstart Our Business Startups Act and the stock exchanges.  In addition, we regularly update our clients on emerging best practices and closely monitor proposed changes announced by Congress, the Securities and Exchange Commission, the stock exchanges and independent policy institutions.  We assist our clients in developing appropriate governance and disclosure policies, taking into account the specific needs of their businesses and existing management and organizational structures.

KTB&S’ corporate governance practice provides counseling and in-depth analysis in each of the following areas:

  • Compliance with SEC, New York Stock Exchange and NASDAQ rules and regulations
  • Disclosure requirements
  • CEO/CFO certifications
  • Board and committee composition and procedures
  • Board oversight
  • Development of committee charters, governance guidelines and codes of conduct
  • Development of self-evaluation policies and procedures
  • Director and officer fiduciary responsibilities
  • Executive compensation